DID AMY LORAIN PEEK CAUSE YOU INVESTMENT LOSSES?
About Amy Peek of PFS Investments Inc.?
Amy Peek (CRD #5913114) has been registered with PFS Investments Inc. since July 22, 2011, where she operates out of Cranberry Township, Pennsylvania. She is currently registered with FINRA and holds licenses in 46 U.S. states and territories. Peek has completed two general industry/product exams and one multi-state securities law exam, including the Securities Industry Essentials Examination and Series 6B. Her role involves sales of investment-related products, and she is also affiliated with Primerica Financial Services. Alongside her securities work, she owns Peekz Consulting LLC in Pittsburgh, Pennsylvania, where she engages in additional non-investment-related activities.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Amy Peek Customer Complaints and Reviews
Amy Peek has one pending customer dispute disclosure. Key details of the dispute are:
- Customer Dispute
- Date Received: August 13, 2024
- Complaint: The client alleges that Peek made unauthorized redemptions from her Roth IRA account.
- Product Type: Mutual Fund
- Damages: $8,000
- Status: Pending, with no resolution reached as of the filing date.
Allegations Against Amy Peek
- Unauthorized Transactions Allegation: The client alleges unauthorized actions by Peek involving redemptions from a Roth IRA, questioning the validity of these transactions. The claim, centered on the purported unauthorized withdrawal of $8,000 from the mutual fund account, is pending resolution.
- Potential Financial Impact: Though unproven, this allegation highlights essential consideration for investors regarding the security of account transactions and broker authorization procedures. The complaint remains unresolved as it undergoes review, and no settlement has been reached to date.
Amy Peek Red Flags & Your Rights As An Investor
Of course, Amy Peek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Peek at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Amy Peek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Amy Peek
If you have questions about PFS Investments Inc. and/or Amy Peek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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