DID ANDREW JOSEPH EGBER CAUSE YOU INVESTMENT LOSSES?
Andrew Egber Formerly With Steward Partners Investment Solutions, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Andrew Egber formerly with Steward Partners Investment Solutions, LLC?
Andrew Egber (CRD #1894585) has over three decades of experience in the securities industry, having previously worked for firms such as Steward Partners Investment Solutions, Raymond James Financial Services, and Wells Fargo Clearing Services. Over his career, Andrew passed two General Industry/Product exams, including the General Securities Representative Examination (Series 7) in 1989, and two State Securities Law exams. He was registered with multiple firms between 1989 and 2024, with his most recent registration being with Steward Partners Investment Solutions, LLC from May 2022 to April 2024. Andrew is no longer currently registered with any firm.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Egber Customer Complaints and Reviews
Andrew Egber has three customer disputes as follows:
- Pending Dispute: Filed on April 25, 2024. A customer complained of unreturned funds from an outside investment, alleging damages of $135,000. This dispute remains pending.
- Settled Dispute: Filed on February 15, 2024. Customers alleged an outside investment through Andrew resulted in unreturned funds. The dispute was settled for $98,736, with no contribution from Andrew.
- Closed Dispute: Filed on May 2, 2001. A client alleged a non-rated bond purchase was unsuitable, estimating damages of $6,300. The dispute was denied and closed without any settlement.
Allegations Against Andrew Egber
- Regulatory Action: FINRA barred Andrew after he refused to cooperate in an investigation into potential theft of client funds. He did not admit or deny the allegations, but the bar was finalized in April 2024.
- Customer Disputes: The settled dispute involved unreturned funds from an outside investment, leading to a $98,736 settlement. A pending dispute involves a similar allegation of unreturned funds from an outside investment, with claimed damages of $135,000. An older dispute related to an unsuitable bond purchase was denied without settlement.
Andrew Egber Red Flags & Your Rights As An Investor
Of course, Andrew Egber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Egber at Steward Partners Investment Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Egber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Steward Partners Investment Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Steward Partners Investment Solutions, LLC Due To Andrew Egber
If you have questions about Steward Partners Investment Solutions, LLC and/or Andrew Egber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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