DID ANDREW CLIFTON KELLER CAUSE YOU INVESTMENT LOSSES?
About Andrew Keller of Purshe Kaplan Sterling Investments?
Andrew Keller (CRD #4682790) , located in Houston, Texas, is a securities broker with over two decades of experience in the financial industry. He is currently employed with Inscription Capital, LLC as an investment adviser and Purshe Kaplan Sterling Investments as a registered broker, both located in Houston, Texas. Keller has previously been affiliated with firms such as LPL Financial LLC and Intrua Financial and over the years, has held various positions, including Managing Director and Registered Representative, demonstrating a strong presence in both advisory and management roles. Keller has passed two general industry/product exams and one multi-state securities law exam, including Series 66. He is licensed in five U.S. states and territories and registered with one self-regulatory organization (SRO).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Keller Customer Complaints and Reviews
Two Customer Disputes were noted on Mr. Harvey’s record:
- Number of Incidents: 1 Customer Dispute
- Date Received: February 22, 2024
- Complaint: A client alleged negligence, unsuitability, and breach of fiduciary duty related to financial strategies implemented under Keller’s advice during 2021–2023.
- Alleged Damages: $140,000
- Status: Pending resolution.
Allegations Against Andrew Keller
- Customer Dispute Allegations:
- The claim is that Keller’s financial advice between 2021 and 2023 led to unsuitable investments and a breach of fiduciary duty. These allegations underscore concerns regarding the suitability of strategies recommended to clients and adherence to fiduciary responsibilities.
- Resolution Status:
- The dispute is currently pending, with no resolution or settlement reported. The client is seeking damages of $140,000, and the case remains unresolved.
Andrew Keller Red Flags & Your Rights As An Investor
Of course, Andrew Keller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Keller at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Andrew Keller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Keller
If you have questions about Purshe Kaplan Sterling Investments and/or Andrew Keller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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