DID ANDREW L NELSON CAUSE YOU INVESTMENT LOSSES?
Andrew Nelson was fired from Charles Schwab & Co., Inc. on October 2, 2024, for inaccurate recordkeeping
Who is Andrew Nelson formerly with Charles Schwab & Co., Inc.?
Andrew Nelson (CRD #2530760) who was formerly registered as a broker with Charles Schwab & Co., Inc. and located in Oklahoma City, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Nelson Employment History and Termination
Andrew L. Nelson has over 25 years of experience in the securities industry, working for three firms during his career, holding positions such as Vice President and Financial Consultant. His record shows the following service:
- Charles Schwab & Co., Inc. (11/1999 – 11/2024)
- Banc One Securities Corporation (10/1997 – 10/1999)
- Boatmen’s Investment Services, Inc. (02/1997 – 05/1997 and 03/1995 – 10/1995)
- He has passed five industry exams, including the Series 7 (General Securities Representative) and
He has passed five industry exams, including the Series 7 (General Securities Representative) and Series 63 (Uniform Securities Agent State Law). He held licenses in multiple states but is not currently registered.
On October 2, 2024, Nelson’s employment at Charles Schwab ended due to allegations of inaccurate recordkeeping.
Negative Disclosures Summary
- Termination:
- Date: October 2, 2024
- Firm: Charles Schwab & Co., Inc.
Allegations: Inaccurate recordkeeping
Andrew Nelson Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Andrew Nelson is a red flag which should put all current and former customers of Andrew Nelson at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Nelson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrew Nelson
If you have questions about Charles Schwab & Co., Inc. and/or Andrew Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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