DID ANDREW HUNG NGUYEN CAUSE YOU INVESTMENT LOSSES?
About Andrew Nguyen of Cetera Investment Services LLC?
Andrew Nguyen (CRD #4126281) is currently employed and registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in San Jose, CA, since March 13, 2019. He is registered with one Self-Regulatory Organization and licensed in seven U.S. states and territories. Nguyen has passed three general industry/product exams: Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Additionally, he has passed two multi-state securities law exams. His previous registrations include affiliations with Cetera Advisors LLC, Foothill Securities, Inc., and other firms, showcasing a diverse experience across several financial institutions.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Nguyen Customer Complaints and Reviews
Andrew Nguyen has one reported disclosure event:
- Customer Dispute (Closed-No Action): Filed on March 18, 2020, a customer alleged not being made aware of the features of their Variable Annuity (VA) contract. The complaint, which sought $22,500 in damages, was denied on April 7, 2020, concluding without action against Nguyen.
Allegations Against Andrew Nguyen
The specific allegations against Andrew Hung Nguyen included:
- Miscommunication or Non-Disclosure of Product Features: The client claimed that Nguyen failed to adequately disclose the features of a variable annuity contract, which they believed led to misunderstandings or unmet expectations about the product’s terms and benefits.
Andrew Nguyen Red Flags & Your Rights As An Investor
Of course, Andrew Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Nguyen at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Andrew Nguyen
If you have questions about Cetera Investment Services LLC and/or Andrew Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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