DID ANDREW WILLIAM RODGERS CAUSE YOU INVESTMENT LOSSES?
Andrew Rodgers Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Andrew Rodgers of Raymond James Financial Services, Inc.?
Andrew Rodgers (CRD #2277643) who is currently registered as a broker and investment adviser with Raymond James Financial Services, Inc. and located in Tukwila, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Andrew Rodgers was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Rodgers Customer Complaint
Andrew Rodgers has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to fulfill his fiduciary duties and management of a discretionary account. The FINRA arbitration proceeding filed against Raymond James Financial Services for Andrew Rog’s alleged misconduct is still pending.
Andrew Rodgers Red Flags & Your Rights As An Investor
Of course, Andrew Rodgers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Rodgers at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Rodgers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.