DID ANDREW DAVID SCHELL CAUSE YOU INVESTMENT LOSSES?
Andrew Schell Of D.A. Davidson & Co. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has 19 Customer Complaints For Alleged Broker Misconduct
Who is Andrew Schell formerly with D.A. Davidson & Co.?
Andrew Schell (CRD #6536347) who was formerly registered with D.A. Davidson & Co. and located in Colorado Springs, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.A. Davidson & Co., Andrew Schell was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory, and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Schell Customer Complaints
Andrew Schell has been the subject of 19 customer complaints that we know about seeking to recover investment losses. All 19 of the customer complaints were settled by D A Davidson and Co. for Andrew Schell’s alleged misconduct in favor of the investors.
Allegations Against Hagin Richeson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Advisor exercise discretion without written authority.
- Violation of Regulation Best Interest.
- Advisors trading strategy in a non-discretionary advisory account was unsuitable.
- Failure to follow customer’s instructions to liquidate account.
- Poor performance.
Andrew Schell Red Flags & Your Rights As An Investor
Of course, Andrew Schell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schell at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether Andrew Schell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Andrew Schell
If you have questions about D.A. Davidson & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andrew Schell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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