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DID ANDY ALEXANDER CORTES CAUSE YOU INVESTMENT LOSSES?

Andy Cortes Of U.S. Bancorp Investments, Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Andy Cortes of U.S. Bancorp Investments, Inc.?

Andy Cortes

Andy Cortes (CRD #6656299) who is currently registered as a broker and investment adviser with U.S. Bancorp Investments, Inc. and located in Hawthorne, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Inc., Andy Cortes was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Andy Cortes Customer Complaint

Andy Cortes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to follow the customer’s instructions to invest in a mutual fund. US Bancorp Investments recently denied the customer complaint and so far, does not appear that the investor filed any arbitration proceeding or took any other action.

Andy Cortes Red Flags & Your Rights As An Investor

Of course, Andy Cortes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Cortes at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Andy Cortes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Andy Cortes

If you have questions about U.S. Bancorp Investments, Inc., J.P. Morgan Securities LLC and/or Andy Cortes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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