DID ANGEL FERRER CAUSE YOU INVESTMENT LOSSES?
Angel Ferrer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Angel Ferrer of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Angel Ferrer (CRD #4220368) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Angel Ferrer was associated with Citi Private Advisory, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Angel Ferrer Customer Complaint
Angel Ferrer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BRI, and negligent supervision related to and over concentrated position and alleged recommendation to use the line of credit further concentrate their assets. A customer complaint was recently filed against Citigroup Global Markets for Angel Ferrer’s alleged misconduct and still pending in a FINRA arbitration proceeding.
Angel Ferrer Red Flags & Your Rights As An Investor
Of course, Angel Ferrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Ferrer at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Angel Ferrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.