DID ANIBAL DRELICHMAN JR CAUSE YOU INVESTMENT LOSSES?
About Anibal Drelichman Jr of UBS Financial Services Inc.?
Anibal Drelichman Jr (CRD #2916477) located in Washington, D.C., is a registered securities broker currently employed with UBS Financial Services Inc. since November 8, 2024. He has over 27 years of experience in the securities industry and has previously worked for multiple firms, including RBC Capital Markets, LLC, Oppenheimer & Co. Inc., Citigroup Global Markets Inc., and Morgan Stanley DW Inc. He has passed three general industry/product exams and two multi-state securities law exams, including the Series 7 (General Securities Representative Exam) and the Series 65 (Uniform Investment Adviser Law Exam). There are no reported principal or supervisory exams in his qualifications. He is currently registered with 10 self-regulatory organizations (SROs) and holds 23 state licenses.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anibal Drelichman Jr Customer Complaints and Reviews
One customer dispute was noted in his record.
- Customer Dispute
- Date Filed: November 9, 2024
- Firm: RBC Capital Markets, LLC
- Complaint: The client alleged that fees (commissions) were charged without disclosure and later claimed that unauthorized trading occurred in her account in January 2024.
- Product Type: Equity – Over the Counter (OTC) Securities
- Claimed Damages: $115,680
- Status: Pending – No arbitration or civil litigation reported at this time
Allegations Against Anibal Drelichman Jr
- The pending customer dispute involves claims of undisclosed fees and unauthorized trading, both of which are significant concerns in the financial industry.
- The customer initially raised the issue regarding undisclosed commissions and later expanded the complaint to allege unauthorized transactions in her account.
- Unauthorized trading claims typically imply that trades were executed without the client’s explicit consent, which, if proven, could be a violation of regulatory standards.
Anibal Drelichman Jr Red Flags & Your Rights As An Investor
Of course, Anibal Drelichman Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anibal Drelichman Jr at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anibal Drelichman Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Anibal Drelichman Jr
If you have questions about UBS Financial Services Inc. and/or Anibal Drelichman Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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