DID ANTHONY DOUGLAS BRANCA CAUSE YOU INVESTMENT LOSSES?
Anthony Branca Formerly With Woodstock Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Anthony Branca formerly with Woodstock Financial Group, Inc.?
Anthony Branca (CRD #1178639) who was formerly registered with Woodstock Financial Group, Inc. and located in Woodstock, Georgia is a subject of one of our many securities industry sales practice abuse investigations.
Anthony Branca Customer Complaints
Anthony Branca has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Branca’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Anthony Branca’s former employer Woodstock Financial Group, Inc. for investment losses caused by the alleged misconduct.
Allegations Against Anthony Branca
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations, mismanagement and negligence.
- Selling away, and failure to supervise connection with a private real estate transaction.
Anthony Branca Red Flags & Your Rights As An Investor
Of course, Anthony Branca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Branca at Woodstock Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Branca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc.
If you have questions about Woodstock Financial Group, Inc. and/or Anthony Branca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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