DID ANTHONY MATTHEW COTTONE CAUSE YOU INVESTMENT LOSSES?
Anthony Cottone Formerly With Landolt Securities, Inc. And Financial West Group Has A Customer Complaint For Alleged Broker Misconduct
Who is Anthony Cottone formerly with Landolt Securities, Inc.?
Anthony Cottone (CRD #4394861) who was formerly registered with Landolt Securities, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Landolt Securities, Inc., Anthony Cottone was associated with Financial West Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Anthony Cottone Customer Complaint
Anthony Cottone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration of clients funds in private placement investments. Anthony Cottone’s customer complaint was settled in favor of the investor.
Anthony Cottone Red Flags & Your Rights As An Investor
Of course, Anthony Cottone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cottone at Landolt Securities, Inc. and Financial West Group on alert to review carefully the activity and performance of their accounts and question whether Anthony Cottone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities, Inc. and Financial West Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Landolt Securities, Inc. Due To Anthony Cottone
If you have questions about Landolt Securities, Inc., Financial West Group and/or Anthony Cottone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.