DID ANTHONY EDWARD CRISTIANO CAUSE YOU INVESTMENT LOSSES?
Anthony Cristiano Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Anthony Cristiano of RBC Capital Markets, LLC?
Anthony Cristiano (CRD #1912335) who is currently registered as a broker and investment adviser with RBC Capital Markets, LLC and located in Paramus, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Anthony Cristiano was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anthony Cristiano Customer Complaints
Anthony Cristiano has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The other customer complaint was denied by his former employer, Morgan Stanley, and the investor took no further action.
Allegations Against Anthony Cristiano
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Financial Adviser did not have the customer’s best interest in mind regarding the activity from the sales of mutual funds and subsequent UIT purchases.
- Failure to follow customers instructions.
Anthony Cristiano Red Flags & Your Rights As An Investor
Of course, Anthony Cristiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cristiano at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Cristiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Anthony Cristiano
If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Anthony Cristiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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