DID ANTHONY D’ASCOLI CAUSE YOU INVESTMENT LOSSES?
Anthony D’Ascoli Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Anthony D’Ascoli of Oppenheimer & Co. Inc.?
Anthony D’Ascoli (CRD #4133420) who is currently registered as a broker and investment adviser with Oppenheimer & Co. Inc. and located in Delray Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co. Inc., Anthony D’Ascoli was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anthony D’Ascoli Customer Complaints
Anthony D’Ascoli has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for the advisors alleged misconduct in favor of the investor. The other two customer complaints were denied by Oppenheimer and Co. recently can sell for the investors have not taken any further action.
Allegations Against Anthony D’Ascoli
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The customer alleged that the investments were too risky and that was irresponsible for the broker to recommend them.
- Unsuitable investment recommendations and breach of fiduciary duty, and negligence.
- Negligent misrepresentation and breach of contract.
- Unauthorized trading.
Anthony D’Ascoli Red Flags & Your Rights As An Investor
Of course, Anthony D’Ascoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony D’Ascoli at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony D’Ascoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Anthony D’Ascoli
If you have questions about Oppenheimer & Co. Inc. and/or Anthony D’Ascoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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