DID ANTHONY GHIGLIERI CAUSE YOU INVESTMENT LOSSES?
Anthony Ghiglieri Of Ameriprise Financial Services, LLC And Formerly With HSBC Securities (USA) Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Anthony Ghiglieri of Ameriprise Financial Services, LLC?
Anthony Ghiglieri (CRD #5840252) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Hauppauge, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Anthony Ghiglieri was associated with HSBC Securities (USA) Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anthony Ghiglieri Customer Complaints
Anthony Ghiglieri has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by HSBC Securities in favor of the investor. The other 2 customer complaints which were recently filed with Ameriprise Financial Services were denied by the brokerage firm in the investors have still not filed in the arbitration proceeding were taken any other action.
Allegations Against Anthony Ghiglieri
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Purchase of municipal bonds without client’s authorization.
- Poor advice related to roll over of IRA.
- Investment in structured product was unsuitable.
Anthony Ghiglieri Red Flags & Your Rights As An Investor
Of course, Anthony Ghiglieri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Ghiglieri at Ameriprise Financial Services, LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Ghiglieri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Anthony Ghiglieri
If you have questions about Ameriprise Financial Services, LLC, HSBC Securities (USA) Inc. and/or Anthony Ghiglieri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...