DID Anthony Liddle CAUSE YOU INVESTMENT LOSSES?
Anthony Liddle Formerly With Landolt Securities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct
About Anthony Liddle formerly with Landolt Securities, Inc.?
Anthony Liddle (CRD #5478479) has a substantial history in the securities industry, though he is not currently registered. He has been associated with multiple firms including Landolt Securities, Inc., Western International Securities, Inc., and Eliason Financial Group, LLC. His registrations span from February 2008 to May 2022, indicating a significant tenure across various brokerages primarily in Wisconsin. Liddle has passed three general industry/product exams and two multi-state securities law exams, illustrating his broad qualifications within the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anthony Liddle Customer Complaints and Reviews
Anthony Liddle’s FINRA report contains several disclosure events:
- Regulatory Events (3 incidents):
- Permanently barred by the SEC following guilty pleas to wire fraud and money laundering, with subsequent criminal convictions resulting in a 97-month prison sentence and restitution orders totaling over $1.66 million.
- Customer Disputes (7 incidents):
- Includes multiple settlements related to claims of unsuitable investment recommendations and misappropriation of funds, with one recent settlement amounting to $45,000.
- Termination (1 incident):
- Terminated by Landolt Securities, Inc. in May 2022 after allegations of mishandling investor funds intended for GWG investments.
Allegations Against Anthony Liddle
- Regulatory Actions:
- Liddle faced severe allegations of misusing client funds, which culminated in criminal charges of wire fraud and money laundering, leading to a conviction and substantial prison term.
- Customer Complaints:
- Accusations of unsuitable investment recommendations and misappropriation of client funds, leading to several customer disputes and significant financial settlements.
- Termination Details:
- His termination involved allegations related to the improper handling of client funds intended for specific investments, which he reportedly deposited into a personal business account.
Anthony Liddle Red Flags & Your Rights As An Investor
Of course, Anthony Liddle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Liddle at Landolt Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Liddle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Landolt Securities, Inc. Due To Anthony Liddle
If you have questions about Landolt Securities, Inc. and/or Anthony Liddle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...