DID ANTOINETTE GEGA CAUSE YOU INVESTMENT LOSSES?
Antoinette Gega Of Commonwealth Financial Network And Formerly With MML Investors Services Has 1 Customer Complaint For Alleged Broker Misconduct
About Antoinette Gega of Commonwealth Financial Network?
Antoinette Gega (CRD #2406555) , serves at Commonwealth Financial Network, based in Freehold, NJ since February 2023, after a varied career with multiple firms including MML Investors Services and MSI Financial Services. Her credentials show registration in 22 U.S. states and territories, having passed three general industry/product exams and one state securities law exam, yet no principal/supervisory exams, suggesting a limitation in her qualification to oversee or manage brokerage operations at a higher level. This extensive state licensing does indicate a broad geographic operational base, although it also hints at potentially spreading oversight too thin, given her relatively limited higher-level qualifications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Antoinette Gega Customer Complaints and Reviews
Fronckowiak’s FINRA record includes a notable customer dispute:
- Variable Annuity Suitability and Disclosure Issue (Denied): The dispute, registered in January 2023, stemmed from allegations that a variable annuity sold to a client in 2021 was unsuitable given the client’s risk tolerance, income needs, and liquidity requirements, and that the fees were not adequately disclosed at the time of the sale. The firm denied the allegations after review, closing the case with no action against Gega.
This raises questions about the transparency and suitability of the investment products she recommends.
Allegations Against Antoinette Gega
The allegations against Antoinette Gega include:
- Misrepresentation and lack of suitability regarding a variable annuity sold, which did not align with the client’s financial situation and goals.
- Inadequate disclosure of fees associated with the variable annuity might have impacted the client’s decision-making process adversely. These allegations highlight significant concerns about her adherence to ethical standards in financial advisement and transparency.
Antoinette Gega Red Flags & Your Rights As An Investor
Of course, Antoinette Gega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Gega at Commonwealth Financial Network and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Antoinette Gega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Antoinette Gega
If you have questions about Commonwealth Financial Network, MML Investors Services and/or Antoinette Gega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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