DID ANTONIO MATTHEW COLE CAUSE YOU INVESTMENT LOSSES?
Antonio Cole was fired from Wells Fargo Clearing Services, LLC in November 2024 for allegedly misrepresenting compliance with vault review protocols.
Who is Antonio Cole formerly with Wells Fargo Clearing Services, LLC?
Antonio Cole (CRD #7292973) , who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Burlingame, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Antonio Cole Employment History and Termination
Antonio Matthew Cole has a background in the securities industry. His professional history includes employment with Wells Fargo Clearing Services, LLC (2022-2024) and J.P. Morgan Securities LLC (2021-2022) in roles involving licensed and registered representative positions. Previously, he worked at J.P. Morgan Securities LLC as a licensed banker.
He passed two general industry/product exams and one multi-state securities law exam but is not currently registered as a broker.
Antonio Cole was terminated by Wells Fargo Clearing Services, LLC on November 1, 2024, stemming from allegations of policy violations, including misrepresenting compliance with vault review protocols.
Negative Disclosures Summary
One employment termination was note on his disclosure:
- Date: November 1, 2024
- Firm: Wells Fargo Clearing Services, LLC
- Reason: allegations that he misrepresented his adherence to vault review protocols.
Antonio Cole Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Antonio Cole is a red flag which should put all current and former customers of Antonio Cole at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Antonio Cole engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Antonio Cole
If you have questions about Wells Fargo Clearing Services, LLC and/or Antonio Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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