DID ANTONY DAVID MARSHALL CAUSE YOU INVESTMENT LOSSES?
Antony Marshall Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Antony Marshall formerly with Edward Jones?
Antony Marshall (CRD #2377392) who was formerly registered with Edward Jones and located in Woodland, California is a subject of one of our many securities industry sales practice abuse investigations.
Antony Marshall Customer Complaint
Antony Marshall has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences associated with the surrender of a Northwestern life insurance policy and reinvestment of the sales proceeds in a Brighthouse variable annuity. Antony Marshall’s customer complaint was settled in favor of the investor.
Antony Marshall Red Flags & Your Rights As An Investor
Of course, Antony Marshall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antony Marshall at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Antony Marshall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Antony Marshall
If you have questions about Edward Jones and/or Antony Marshall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.