DID ARAMIS PEREZ CAUSE YOU INVESTMENT LOSSES?
About Aramis Perez of Wells Fargo Clearing Services, LLC?
Aramis Perez (CRD #5405685) is currently registered as a broker and investment advisor with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC in Newport Beach, California, since January 2022. He is licensed in 13 U.S. states and territories and affiliated with 11 Self-Regulatory Organizations (SROs). Perez has passed 3 General Industry/Product Exams and 2 Multi-State Securities Law Exams. Over his career, he has not completed any Principal/Supervisory Exams. His professional journey includes prior registrations with UnionBanc Investment Services, LLC in California, and Chase Investment Services Corp. in New York, reflecting a diverse experience within major financial institutions.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Aramis Perez Customer Complaints and Reviews
Aramis Perez has one reported customer dispute:
Customer Dispute (Pending as of June 24, 2024): A client alleged that Perez assured only about half of a stock position would be sold during a portfolio rebalancing managed by an in-house money manager at Wells Fargo Advisors, but instead, the full position was liquidated. This action allegedly led to unexpected capital gains tax ramifications. The firm has yet to resolve this complaint, and it remains pending with no specified damages, although it is suggested that the damage could exceed $5,000.
Allegations Against Aramis Perez
- Pending Customer Complaint: Involves a misunderstanding or miscommunication about the extent of stock sales during account rebalancing, leading to full liquidation rather than the partial sale as the client claims was discussed. This resulted in unintended tax implications for the client, with the exact financial impact not yet determined. The complaint is under review, and no resolution has been reached as of the last update.
Aramis Perez Red Flags & Your Rights As An Investor
Of course, Aramis Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aramis Perez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aramis Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aramis Perez
If you have questions about Wells Fargo Clearing Services, LLC and/or Aramis Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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