DID ARIANA IVELISSES OLIVE CAUSE YOU INVESTMENT LOSSES?
About Ariana Olive of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Ariana Olive (CRD #6418405) is currently employed and registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, CA, since March 29, 2023. Her career spans several firms, including previous tenures at PNC Managed Account Solutions, Inc., BBVA Securities Inc., and Northwestern Mutual Investment Services, LLC, reflecting a diverse experience in financial services across different states. Olive is registered with several Self-Regulatory Organizations and licensed in nine U.S. states and territories. She has successfully completed three general industry/product exams (Series 6, Series 7, Securities Industry Essentials) and two multi-state securities law exams (Series 65, Series 63), demonstrating her qualifications in various aspects of securities and investment advising.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ariana Olive Customer Complaints and Reviews
Ariana Ivelisses Olive has one pending customer dispute reported in her record:
- Pending Customer Dispute (March 15, 2024): A client at Merrill Lynch has alleged misappropriation of funds related to managed/wrap accounts. The specific amount of alleged damage has not been quantified but the complaint is significant enough to merit formal proceedings. The dispute remains unresolved as of the latest reporting.
Allegations Against Ariana Olive
- Misappropriation of Funds (Pending): In the current pending dispute, Olive is accused by a client of misappropriating funds within managed/wrap accounts. The allegation pertains to financial misconduct involving the potential mishandling or improper allocation of client funds under her management. This case is still under investigation and no determinations have been made regarding the veracity of the claims or any potential damages.
Ariana Olive Red Flags & Your Rights As An Investor
Of course, Adam Nieto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Nieto at Sorriento Pacific Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Nieto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorriento Pacific Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ariana Olive
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ariana Olive and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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