DID AVI J BIALO CAUSE YOU INVESTMENT LOSSES?
Avi Bialo Of Arete Wealth Management, LLC Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Avi Bialo of Arete Wealth Management, LLC?
Avi Bialo (CRD #6165479) who is currently registered as a broker and investment adviser with Arete Wealth Management, LLC and located in Los Angeles, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Avi Bialo Customer Complaints
Avi Bialo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Arete Wealth Management in favor of the investor. The other four customer complaints for Avi Bialo’s alleged misconduct evolved into FINRA arbitration proceedings that are still pending.
Allegations Against Avi Bialo
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations related to alternative investments.
- Unsuitable alternative investments resold for the customer.
- Unsuitable recommendations to purchase alternative investments.
- Registered representative recommended an unsuitable investment. Advisor made unsuitable investment recommendations involving alternative investments.
Avi Bialo Red Flags & Your Rights As An Investor
Of course, Avi Bialo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Avi Bialo at Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Avi Bialo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Avi Bialo
If you have questions about Arete Wealth Management, LLC and/or Avi Bialo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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