DID JON ERIC PRICE CAUSE YOU INVESTMENT LOSSES?
Barbara Shaffer Of Cambridge Investment Research, Inc. and Formerly with National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct
About Barbara Shaffer of Cambridge Investment Research Inc.?
Barbara Shaffer (CRD #1700153) has a lengthy history in the financial services industry with multiple transitions across firms. Currently registered with Cambridge Investment Research, Inc., and Cambridge Investment Research Advisors, Inc. in Fort Lauderdale, Florida, since December 2019, her registration spans 20 U.S. states and territories. Shaffer’s career, beginning in 1988, includes affiliations with several firms such as National Asset Management and National Securities Corporation. Despite passing four general industry/product exams and two state securities law exams, her professional path has been clouded by a customer dispute that resulted in a settlement.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Barbara Shaffer Customer Complaint and Reviews
Customer Dispute (Settled in November 2008): This dispute involved allegations of misrepresentation concerning the provisions of a variable annuity contract sold in June 2007. Though the alleged damages were not specified, they were determined to exceed $5,000. And settled for an undisclosed amount.
Allegations Against Barbara Shaffer
- Misrepresentation of Financial Products: The core accusation against Shaffer involved alleged misrepresentations about the terms and features of a variable annuity. Such a serious allegation raises questions regarding her ability to provide clear and accurate information to clients.
- Financial Settlement: The resolution of the dispute via settlement, while not admitting wrongdoing, still leaves a residue of doubt about the practices employed by Shaffer in her financial advisories, particularly concerning the accurate disclosure of product details and financial implications for her clients.
Barbara Shaffer Red Flags & Your Rights As An Investor
Of course, Barbara Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Shaffer at Cambridge Investment Research Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barbara Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research Inc. Due To Barbara Shaffer
If you have questions about Cambridge Investment Research Inc., National Securities Corporation and/or Barbara Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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