DID BARTHOLOMEW TIMOTHY-DYLAN MACKLER CAUSE YOU INVESTMENT LOSSES?
About Bartholomew Mackler of LPL Financial LLC?
Bartholomew Mackler (CRD #2571840) , located in Auburn Hills, Michigan, is a registered securities broker and investment adviser with extensive industry experience since 1995. He is currently employed by LPL Financial LLC as a registered broker and investment adviser since October 16, 2023, and operates from Auburn Hills, Michigan. Mackler has worked with several firms throughout his career, including Raymond James Financial Services, TD Ameritrade, and Concorde Investment Services. His tenure with Concorde Investment Services (2011–2017). His broad experience across various financial institutions highlights his longevity and adaptability in the securities industry. Mackler has passed three general industry/product exams and two multi-state securities law exams, including the Series 7 and Series 65 exams. However, he does not hold any principal or supervisory qualifications. He is currently registered with one self-regulatory organization (SRO) and licensed in four U.S. states.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bartholomew Mackler Customer Complaints and Reviews
One Customer Dispute was noted on his record:
- Customer Dispute Received: February 27, 2024
- Complaint: Customer alleged that Mackler provided improper investment advice due to a failure to conduct due diligence and made unsuitable recommendations for a real estate investment trust (REIT) in 2016.
- Employing Firm: Concorde Investment Services
- Outcome April 10, 2024: The matter was settled for $35,000, with no financial contribution required from Mackler.
Allegations Against Bartholomew Mackler
- Customer Dispute Allegations:
- Improper Investment Advice: the client alleged that Mackler failed to perform adequate due diligence and recommended an unsuitable REIT investment in 2016. These allegations raise concerns about the suitability of advice and adherence to fiduciary standards.
- Resolution Status: The case was resolved through a settlement of $35,000, fully paid by the employing firm.
- Key Takeaways:
- The settled dispute highlights the importance of thorough due diligence and ensuring that investment recommendations align with client goals and risk tolerance.
Bartholomew Mackler Red Flags & Your Rights As An Investor
Of course, Bartholomew Mackler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bartholomew Mackler at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bartholomew Mackler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bartholomew Mackler
If you have questions about LPL Financial LLC and/or c and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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