DID BEATRIZ ANTONIA JONES CASORIA CAUSE YOU INVESTMENT LOSSES?
Beatriz Jones Casoria was fired from Wells Fargo Clearing Services, LLC on October 18, 2024, following allegations that she submitted invalid requests for referral credits.
Who is Beatriz Jones Casoria formerly with Wells Fargo Clearing Services, LLC?
Beatriz Jones Casoria (CRD #6742563) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Suwanee, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Beatriz Jones Casoria Employment History and Termination
- Beatriz Antonia Jones Casoria has had a career spanning multiple roles in the financial industry. She has worked for Wells Fargo Clearing Services, LLC, from October 2019 to November 2024, as a registered representative.
- During her tenure, she passed three general industry/product exams and one multi-state securities law exam. However, she has no supervisory qualifications.
- She was terminated from her most recent role at Wells Fargo Clearing Services, LLC, in October 2024, following allegations of submitting invalid requests for referral credits. Despite this, her employment history shows consistent positions with Wells Fargo Bank and its affiliates in both Tucker, Georgia, and Miami, Florida, since 2015.
- She was discharged by Wells Fargo Clearing Services, LLC, on October 18, 2024. This decision followed an internal review uncovering allegations that she submitted invalid requests for referral credits. Thankfully, this type of disclosure is accessible to the public, enabling greater transparency in the financial industry.
- Her employment history includes roles as a registered representative and personal banker with Wells Fargo entities since 2015. Her professional journey demonstrates significant time spent in the financial sector, despite her recent termination.
Negative Disclosures Summary
- Number of Incidents: 1
- Termination: On October 18, 2024, Beatriz Antonia Jones Casoria was discharged by Wells Fargo Clearing Services, LLC.
- Allegation: The employer cited allegations of submitting invalid requests for referral credits.
Beatriz Jones Casoria Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Beatriz Jones Casoria is a red flag which should put all current and former customers of Beatriz Jones Casoria at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Beatriz Jones Casoria engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Beatriz Jones Casoria
If you have questions about Wells Fargo Clearing Services, LLC and/or Beatriz Jones Casoria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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