DID BENJAMIN JOSEPH JENNINGS CAUSE YOU INVESTMENT LOSSES?
Benjamin Jennings Formerly With Charles Schwab & Co., Inc. was terminated on September 18, 2024, following a reported failure to comply with the firm’s book and records policy
Who is Benjamin Jennings formerly with Charles Schwab & Co., Inc.?
Benjamin Jennings (CRD #5869535) who was formerly registered as a broker with Charles Schwab & Co., Inc. and located in Lone Tree, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Benjamin Jennings Employment History and Termination
Benjamin J. Jennings has worked in the securities industry since 2011 and has been associated with three firms. He was employed by Charles Schwab & Co., Inc. from October 2013 to September 2024 and had brief tenures with Transamerica Financial Advisors, Inc. in both Highlands Ranch, Colorado, and St. Petersburg, Florida.
He passed three general industry/product exams and two multi-state securities law exams.
During our review of Benjamin Jennings’ professional background, we found that he was recently discharged by Charles Schwab & Co., Inc. on September 18, 2024. The termination was associated with an alleged failure to adhere to the firm’s book and records policy.
Disclosure Events:
- Termination
- Date: September 18, 2024
- Firm: Charles Schwab & Co., Inc.
- Allegation: Jennings was discharged in relation to compliance issues, he failed to comply with the firm’s book and records policy.
Benjamin Jennings Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Benjamin Jennings is a red flag which should put all current and former customers of Benjamin Jennings at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Jennings engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Benjamin Jennings
If you have questions about Charles Schwab & Co., Inc. and/or Benjamin Jennings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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