DID BENNY ONGKOBUDIDJOJO CAUSE YOU INVESTMENT LOSSES?
Benny Ongkobudidjojo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Benny Ongkobudidjojo of Transamerica Financial Advisors, Inc.?
Benny Ongkobudidjojo (CRD #5668611) has navigated a checkered path in the financial services industry since beginning his brokerage career. Currently registered with Transamerica Financial Advisors, Inc. in Houston, Texas, Ongkobudidjojo’s career is marked by a history of transitions across various firms, potentially indicating difficulties in maintaining stable engagements or client relationships. Despite being licensed in 7 U.S. states and territories, his professional repertoire includes only two general industry/product exams and two state securities law exams, without any principal/supervisory qualifications. His tenure at multiple firms over a relatively short period raises concerns about his reliability and consistency in the financial advisory sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Benny Ongkobudidjojo Customer Complaint and Reviews
Ongkobudidjojo’s professional record includes a troubling client dispute:
- Customer Dispute (Pending as of November 2023): The client has accused Ongkobudidjojo of failing to recommend suitable investments or an investment strategy that aligns with the client’s needs, specifically involving annuity products. The complaint, which claims damages of $225,000, underscores serious accusations of professional negligence and is currently under arbitration (FINRA Docket #2303371).
Allegations Against Benny Ongkobudidjojo
- Unsuitable Investment Advice: The client alleges that Ongkobudidjojo recommended annuity products that were inappropriate for their financial situation and objectives, potentially leading to significant financial losses. The allegations call into question his competence in assessing client profiles and providing tailored financial advice.
Benny Ongkobudidjojo Red Flags & Your Rights As An Investor
Of course, Benny Ongkobudidjojo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benny Ongkobudidjojo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Benny Ongkobudidjojo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Benny Ongkobudidjojo
If you have questions about Transamerica Financial Advisors, Inc. and/or Benny Ongkobudidjojo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...