DID Borami Yoon CAUSE YOU INVESTMENT LOSSES?
Borami Yoon Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
About Borami Yoon of Morgan Stanley?
Borami Yoon (CRD #6864788) is currently registered with Morgan Stanley in San Francisco, California, and Menlo Park, California, where she has been employed since June 20, 2019. Yoon is licensed in 20 U.S. states and territories and registered with 4 self-regulatory organizations (SROs). Throughout her career, she has passed two general industry/product exams and one multi-state securities law exam, highlighting her qualifications in the financial services industry. Prior to her current position, Yoon was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palo Alto, California, from November 2017 to May 2019.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Borami Yoon Customer Complaints and Reviews
Borami Yoon has two reported customer disputes:
- Customer Dispute 1 (Denied): Filed on March 25, 2021, the client alleged misrepresentation regarding the investment strategy employed in their managed/wrap accounts in 2021, claiming damages of $25,000. The complaint was denied by the firm on April 22, 2021, with no action taken against Yoon.
- Customer Dispute 2 (Pending): On June 20, 2024, a customer filed a dispute alleging misrepresentation regarding investments from December 2020 through May 2021, seeking damages of $200,000. This case is currently pending in FINRA arbitration, with no resolution yet.
Allegations Against Borami Yoon
- Denied Dispute:
- Allegation: The client claimed that Yoon misrepresented the investment strategy used in their accounts, resulting in financial losses.
- Outcome: The firm reviewed the complaint and denied it, finding no evidence of wrongdoing.
- Pending Dispute:
- Allegation: The customer alleges misrepresentation regarding investments, specifically over a period from December 2020 to May 2021.
- Outcome: The case is currently pending in FINRA arbitration, with the customer seeking $200,000 in damages.
Borami Yoon Red Flags & Your Rights As An Investor
Of course, Borami Yoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Borami Yoon at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Borami Yoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Borami Yoon
If you have questions about Morgan Stanley and/or Borami Yoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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