DID JAMES BOWMAN NICHOLSON CAUSE YOU INVESTMENT LOSSES?
About Bowman Nicholson of Capital Investment Group, Inc.?
Bowman Nicholson (CRD #6050450) is currently employed by and registered with Capital Investment Advisory Services, LLC and Capital Investment Group, Inc. since May 5, 2016. Prior to his current roles, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from May 2012 to May 2016. Nicholson is registered with one self-regulatory organization and holds licenses in 15 U.S. states and territories. He has passed two general industry/product exams and one multi-state securities law exam. His qualifications include the General Securities Representative Examination and the Uniform Combined State Law Examination. He also holds a Certified Financial Planner designation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bowman Nicholson Customer Complaints and Reviews
- Customer Dispute Received: September 12, 2024
- Complaint: The complaint involves allegations related to an investment in GWG L-Bonds, citing breach of contract and warranties, violation of state securities statutes, breach of fiduciary duty, claims under common law, and vicarious liability.
- Product Type: Direct Investment-DPP & LP Interests
- Alleged Damages: The damages are listed as a range between $100,000 and $500,000, with a current open position valued at $70,000.
- Status: The dispute is pending arbitration through FINRA (Case #24-01962).
Allegations Against Bowman Nicholson
- Bowman James Nicholson is accused of breaches related to the investment in GWG L-Bonds, including breach of contract, violation of state securities statutes, breach of fiduciary duty, and other related claims.
- Outcome: The dispute is currently under arbitration, with the customer seeking damages ranging between $100,000 and $500,000. The case remains unresolved as of now.
Bowman Nicholson Red Flags & Your Rights As An Investor
Of course, Bowman Nicholson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bowman Nicholson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bowman Nicholson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Bowman Nicholson
If you have questions about Capital Investment Group, Inc. and/or Bowman Nicholson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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