DID BRADLEY ALAN BOWMAN CAUSE YOU INVESTMENT LOSSES?
About Bradley Bowman of LPL Financial LLC?
Bradley Bowman (CRD #2898756) , is currently registered with LPL Financial LLC since October 2016 and Sovereign Wealth Advisors LLC since June 2022. He has passed two general industry/product exams (Series 7 and the Securities Industry Essentials) and two multi-state securities law exams (Series 63 and Series 66). Bowman is registered with one self-regulatory organization (SRO) and is licensed to work in eight U.S. states and territories. His prior experience includes working at firms like Intrua Financial, Cetera Investment Advisers LLC, and Banc of America Investment Services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bradley Bowman Customer Complaints and Reviews
Total Incidents: 1 pending customer dispute
- Pending Dispute:
- Date: Notice received on March 19, 2024
- Allegations: The estate co-executor claims that Bowman recommended unsuitable investments to his now-deceased father-in-law before 2014.
- Product Type: Real estate security
- Alleged Damages: Undetermined, but over $5,000
- Forum: FINRA Arbitration, Docket/Case #: 24-00607
- Bowman’s Statement: Denies allegations and asserts that the investments were suitable, only representing a small portion of the portfolio. He attributes the performance issues to COVID-related disruptions.
Allegations Against Bradley Bowman
Pending Dispute: Alleged unsuitable recommendations of real estate security investments leading to damages before 2014.
Bradley Bowman Red Flags & Your Rights As An Investor
Of course, Bradley Bowman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Bowman at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Bowman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Bowman
If you have questions about LPL Financial LLC and/or Bradley Bowman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...