DID BRADLEY STEVEN VICK CAUSE YOU INVESTMENT LOSSES?
About Bradley Vick of LPL Financial LLC?
Bradley Vick (CRD #2056504) , located in Stillwater, Minnesota, is a registered securities broker and investment adviser with LPL Financial LLC, where he began his tenure in May 2024. Before joining LPL Financial, Vick worked with Northwestern Mutual Investment Services, LLC, from April 2002 to May 2024. He is licensed across 31 U.S. states and registered with one self-regulatory organization. Vick has passed five industry exams, including the General Securities Representative and the Uniform Combined State Law Examination. He holds a Certified Financial Planner designation and is currently based in Stillwater, Minnesota.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bradley Vick Customer Complaints and Reviews
- Vick has one pending customer dispute on record:
- Complaint filed September 13, 2024: The customer alleges that Vick inaccurately communicated the interest rate for a fixed annuity purchased in June 2022, funded by a 401(k) rollover.
- Damages: Amount not specified, but the firm estimates damages to be at least $5,000.
Allegations Against Bradley Vick
The allegations against Mr. Vick center on a miscommunication related to the terms of a financial product:
- Fixed Annuity Complaint:
- The client alleged that Mr. Vick provided incorrect information regarding the interest rate of the fixed annuity purchased.
- This annuity was tied to a 401(k)-rollover transaction, highlighting the importance of accurate financial advice for retirement funds.
- The case is currently unresolved, and no conclusions about responsibility or wrongdoing have been made.
Bradley Vick Red Flags & Your Rights As An Investor
Of course, Bradley Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Vick at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Vick
If you have questions about LPL Financial LLC and/or Bradley Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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