DID BRANDON SCOTT JOCHIM CAUSE YOU INVESTMENT LOSSES?
About Brandon Jochim of Ameriprise Financial Services, LLC?
Brandon Jochim (CRD #4478208) is currently employed and registered with Ameriprise Financial Services, LLC in Portland, OR, where he has been since January 2002. He is licensed in 29 U.S. states and territories and has been involved in the financial services industry for over two decades. Brandon has passed two general industry/product exams, including the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination, as well as one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brandon Jochim Customer Complaints and Reviews
Brandon S. Jochim has one customer dispute in his record:
- Customer Dispute (Closed – No Action): A dispute was filed alleging negligence in account monitoring and providing unsuitable recommendations starting in 2021, claimed by the client to have caused a loss of $250,000 in their portfolio. The complaint was received on March 18, 2024, and was subsequently denied without any action on April 15, 2024.
Allegations Against Brandon Jochim
- Negligence in Account Monitoring: The client accused Brandon of failing to adequately monitor their investment accounts.
- Unsuitable Recommendations: It was alleged that Brandon provided investment recommendations that were not suited to the client’s financial situation and goals, purportedly resulting in significant financial loss.
Brandon Jochim Red Flags & Your Rights As An Investor
Of course, Brandon Jochim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Jochim at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Jochim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Brandon Jochim
If you have questions about Ameriprise Financial Services, LLC and/or Brandon Jochim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...