DID BRETT ALEXANDER WOOTEN CAUSE YOU INVESTMENT LOSSES?
About Brett Wooten of PFS investments Inc.?
Brett Wooten (CRD #5928719) is currently registered with PFS Investments Inc. since January 18, 2012, and Primerica Advisors since March 20, 2014. He is licensed in 21 U.S. states and territories and holds registrations with FINRA. Brett has passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. His qualifications include the Investment Company Products/Variable Contracts Principal Examination, the Securities Industry Essentials Examination, and the Uniform Investment Adviser Law Examination.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brett Wooten Customer Complaints and Reviews
Brett Wooten has one pending customer dispute:
- Customer Dispute Received: August 20, 2024
- Complaint: The customer claims that after voluntarily withdrawing funds from their advisory account and giving the money to a scam artist, Brett Wooten is responsible for not stopping them from closing their accounts and is also liable for the resulting tax consequences.
- Damage: $365,000
- Status: The dispute is currently pending.
Allegations Against Brett Wooten
The customer dispute alleges that Brett Wooten failed to prevent a client from voluntarily closing their accounts and withdrawing advisory account proceeds, which were subsequently given to a scam artist. The customer is holding Wooten responsible for the losses and tax consequences.
Brett Wooten Red Flags & Your Rights As An Investor
Of course, Brett Wooten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Wooten at PFS investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Wooten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At PFS investments Inc. Due To Brett Wooten
If you have questions about PFS investments Inc. and/or Brett Wooten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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