DID BRIAN KENNETH COURT CAUSE YOU INVESTMENT LOSSES?
Brian Court Formerly With Aegis Capital Corp Has 7 Customer Complaints For Alleged Broker Misconduct
About Brian Court formerly with Aegis Capital Corp?
Brian Court (CRD #2591547) has an extensive background in the securities industry, though he is not currently registered. He was previously associated with several firms, including Aegis Capital Corp., J.P. Turner & Company, L.L.C., and GunnAllen Financial, Inc., from 1995 to 2024. The court has passed one principal/supervisory exam (Series 24), two general industry/product exams (Series 7 and SIE), and one multi-state securities law exam (Series 63). He also holds a Certified Financial Planner designation, indicating his broad expertise in financial planning and investment advice.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brian Court Customer Complaints and Reviews
Brian Court’s disclosure history includes several significant events:
- Customer Disputes (7 incidents):
- Settled Disputes: Includes disputes alleging unsuitability, churning, breach of fiduciary duty, and negligence, with one notable settlement in March 2021 for $34,500 concerning allegations of unsuitable investments from 2014 to 2021.
- Pending Disputes: Currently, there are pending disputes involving allegations of negligence, unauthorized trading, and failure to conduct adequate due diligence, with claims involving large amounts, such as one alleging damage of $100,000 filed in November 2023.
Allegations Against Brian Court
- Regulatory and Customer Complaints:
- Unsuitability and Churning: Accusations of making unsuitable investment recommendations and engaging in excessive trading practices, which have led to financial losses for clients.
- Breach of Fiduciary Duty and Negligence: Alleged failure to act in clients’ best interests and lack of due diligence in handling client investments.
Brian Court Red Flags & Your Rights As An Investor
Of course, Brian Court did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Court at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Brian Court has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Brian Court
If you have questions about Aegis Capital Corp and/or Brian Court and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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