DID BRIAN PATRICK JACK CAUSE YOU INVESTMENT LOSSES?
About Brian Jack formerly with Purshe Kaplan Sterling Investments and BCG Securities, Inc.?
Brian Jack (CRD #2569773) is not currently registered as a broker. Over his career, he has passed one principal/supervisory exam and five general industry/product exams, in addition to two state securities law exams. He has been registered with several firms over the years, including Purshe Kaplan Sterling Investments and BCG Securities, Inc., among others. His longest tenure was with Ameriprise Financial Services, Inc., where he worked from December 1994 until February 2016. Brian’s qualifications span various aspects of securities and investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brian Jack Customer Complaints and Reviews
Brian P. Jack has one disclosed customer dispute:
- Pending Dispute (Reported March 2024): A customer has alleged that Brian engaged in misconduct related to stolen funds or securities. The complaint details that after the termination of their professional relationship in mid-June 2023, Brian allegedly continued to receive commissions without proper notification from the involved parties, leading to unauthorized financial transactions. The client claims financial damages of approximately $10,000 due to these actions.
Allegations Against Brian Jack
- Unauthorized Commissions: After the formal end of the professional relationship, Brian allegedly continued to receive monthly commissions, which the client claims were not authorized, resulting in financial losses.
- Miscommunication and Mismanagement: The customer alleges that Brian did not properly inform the custodian of the end of their business relationship, which led to ongoing financial transactions that were not approved by the client.
Brian Jack Red Flags & Your Rights As An Investor
Of course, Brian Jack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Jack at Purshe Kaplan Sterling Investments and BCG Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Jack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and BCG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Brian Jack Due To Purshe Kaplan Sterling Investmentsd
If you have questions about Purshe Kaplan Sterling Investments, BCG Securities, Inc. and/or Brian Jack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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