DID BRIAN RICHARD JANUS CAUSE YOU INVESTMENT LOSSES?
Brian Janus Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Brian Janus of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Brian Janus (CRD #2899680) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Pepper Pike, Ohio is a subject of one of our many securities industry sales practice abuse investigations.
Brian Janus Customer Complaints
Brian Janus has been the subject of 5 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Four of Brian Janus’ 5 customer complaints were settled in favor of investors. One of Brian Janus’ customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Brian Janus
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow instructions related to liquidation of accounts.
- Misrepresentations of risk of structured product investments.
- Misrepresentations related to the liquidity of auction rate securities.
- Misrepresentations related to Lehman Brothers structured products.
Brian Janus Red Flags & Your Rights As An Investor
Of course, Brian Janus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Janus at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Janus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Janus
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Janus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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