DID BRIAN HAYDEN SOLOMON CAUSE YOU INVESTMENT LOSSES?
Brian Solomon Of Independent Financial Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Brian Solomon of Independent Financial Group, LLC?
Brian Solomon (CRD #1715160) is a seasoned broker currently employed by Independent Financial Group, LLC, where he has been registered since March 18, 2005. Throughout his career, Solomon has amassed a substantial array of qualifications and experience across multiple firms and states. His credentials include passing one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. His registration encompasses 10 U.S. states and territories and a self-regulatory organization (SRO). Notably, Solomon has a history with several securities firms, including Sentra Securities Corp and Lincoln/Private Ledger Corp, indicating a diverse and extensive background in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brian Solomon Customer Complaints and Reviews
Brian H. Solomon’s report details a few notable disclosure events that potential investors should consider:
- Customer Disputes: Two customer disputes are recorded. One was settled with the firm paying $6,500 without Solomon contributing, where the customer alleged nondisclosure of investment surrender charges and fees by Solomon. The firm acknowledged the threshold level of compensatory damages even though none were claimed. Another dispute is currently pending, involving allegations that an investment was unsuitable given the client’s objectives and risk tolerance, involving an alleged damage amount of $20,000.
Allegations Against Brian Solomon
The specific allegations and accusations in the disclosure events involving Brian H. Solomon include:
- Settled Customer Dispute: Allegations that Solomon failed to disclose investment-related fees and surrender charges for money management in connection with variable annuities.
- Pending Customer Dispute: Allegations that Solomon recommended investments that were unsuitable and not aligned with the client’s risk tolerance and objectives, specifically regarding a non-traded REIT (NorthStar), with the claim currently being defended as without merit.
Brian Solomon Red Flags & Your Rights As An Investor
Of course, Brian Solomon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Solomon at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Solomon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brian Solomon
If you have questions about Independent Financial Group, LLC and/or Brian Solomon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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