DID BRIANNA BATTISTA CAUSE YOU INVESTMENT LOSSES?
Brianna Battista Formerly With Vanguard Marketing Corporation was terminated on September 16, 2024, following an investigation into alleged violations of company policies
Who is Brianna Battista formerly with Vanguard Marketing Corporation?
Brianna Battista (CRD #7593868) who was formerly registered as a broker with Vanguard Marketing Corporation and located in Malvern, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brianna Battista Employment History
Brianna Battista has been registered with Vanguard Marketing Corporation from October 2022 to October 2024.
- She has passed two general industry/product exams, the Securities Industry Essentials Examination and the General Securities Representative Examination, as well as one multi-state securities law exam, the Uniform Securities Agent State Law Examination. Battista does not hold any principal or supervisory exam qualifications.
- Termination: Battista’s employment with Vanguard Marketing Corporation ended in September 2024 after an investigation into alleged violations of company policies. The termination was related to her alleged failure to disclose a personal relationship with her manager, an attempt to delete Microsoft Teams chats, and vaping within the workplace.
Brianna Battista Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Brianna Battista is a red flag which should put all current and former customers of Brianna Battista at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Brianna Battista engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Brianna Battista
If you have questions about Vanguard Marketing Corporation and/or Brianna Battista and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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