DID CAIN BENJAMIN KOBERT CAUSE YOU INVESTMENT LOSSES?
About Cain Kobert of LPL Financial LLC?
Cain Kobert (CRD #2673742) is currently registered with LPL Financial LLC in Englewood, CO, and IHT Wealth Management LLC in Naples, FL. He has been with LPL Financial since June 16, 2006, and with IHT Wealth Management since June 24, 2019. Cain is registered in 23 U.S. states and territories. Throughout his career, he has passed one principal/supervisory exam (Series 24), three general industry/product exams (Series 7, Series 31, and the SIE), and two multi-state securities law exams (Series 65 and Series 63). His professional background includes various roles at several firms, including Independent Financial Partners and Western Wealth Management LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cain Kobert Customer Complaints and Reviews
Cain B. Kobert has one customer dispute reported in his BrokerCheck record:
- Pending Customer Dispute (2024): A claim was filed in March 2024 alleging that an investment made in 2014 was unsuitable given the customer’s investment objectives and risk tolerance. The specific product involved is Real Estate Security, and the damage, while not exactly specified, is claimed to be over $5,000. This dispute is currently pending arbitration under FINRA.
Allegations Against Cain Kobert
- Unsuitable Investment Recommendations: The pending dispute involves allegations that Kobert recommended an investment in a Real Estate Security in 2014 that was not suitable for the client’s financial situation and investment goals at that time.
Cain Kobert Red Flags & Your Rights As An Investor
Of course, Cain Kobert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cain Kobert at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Cain Kobert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cain Kobert
If you have questions about LPL Financial LLC and/or Cain Kobert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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