DID JIM CARL DEDMON JR CAUSE YOU INVESTMENT LOSSES?
Carl Dedmon Jr Formerly With Wells Fargo Clearing Services, LLC was terminated on June 26, 2024, following a review concerning withdrawals from Uniform Transfers to Minors Act (UTMA) accounts
Who is Carl Dedmon Jr formerly with Wells Fargo Clearing Services, LLC?
Carl Dedmon Jr (CRD #4498470) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Fresno, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Carl Dedmon Jr Employment History
Jim Carl Dedmon Jr has extensive experience in the securities industry, having worked for five different firms over the course of his career. He was most recently registered with Wells Fargo Clearing Services, LLC from September 2012 until July 2024. Prior to that, he worked with Morgan Stanley in various capacities from April 2007 to October 2012, and with Citigroup Global Markets Inc. from March 2002 to February 2004. Throughout his career, Jim has passed two General Industry/Product exams, including the Series 7, and two Multi-State Securities Law exams, including the Series 63 and Series 65. He is not currently registered with any firm.
Allegations Against Carl Dedmon Jr
Employment Termination:
- Date: June 26, 2024
- Details: Jim was discharged from Wells Fargo Clearing Services, LLC following a review concerning withdrawals from Uniform Transfers to Minors Act (UTMA) accounts that he established for family members and for which he was the custodian.
Carl Dedmon Jr Red Flags & Your Rights As An Investor
Of course, Carl Dedmon Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Carl Dedmon Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Carl Dedmon Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carl Dedmon Jr
If you have questions about Wells Fargo Clearing Services, LLC and/or Carl Dedmon Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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