DID CAROLINA JUYEUN HONG CAUSE YOU INVESTMENT LOSSES?
Carolina Hong Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Carolina Hong of Equitable Advisors, LLC?
Carolina Hong (CRD #5731357) has been employed and registered with Equitable Advisors, LLC in Sherman Oaks, CA since February 23, 2010. She is registered in four U.S. states: California, Georgia, Maryland, and Nevada. Carolina has passed two general industry/product exams, the Securities Industry Essentials Examination, and the Investment Company Products/Variable Contracts Representative Examination (Series 6), as well as one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Carolina Hong Customer Complaints and Reviews
Carolina Hong has been involved in two customer disputes:
- Settled Dispute (2014-2015): A client represented by an attorney alleged misrepresentation in the sale of various life insurance policies in 2013. The complaint, which evolved into litigation, was settled for $50,000 in February 2015, with Carolina’s errors and omissions carrier contributing $16,666. The firm found no basis for the customer complaints.
- Pending Dispute (2024): Currently, there is a pending complaint where the customer alleges that the annuities sold between 2016 and 2017 were unsuitable due to policy fees. The estimated damages are over $5,000, and the complaint was received on March 17, 2024.
Allegations Against Carolina Hong
- Misrepresentation of Life Insurance Policies: Alleged misrepresentation in the sale of various life insurance policies in 2013, with the claim evolving into litigation.
- Unsuitable Annuity Sales: Allegations that annuities sold between 2016 and 2017 were unsuitable for the customer’s needs based on the policy fees associated with them.
Carolina Hong Red Flags & Your Rights As An Investor
Of course, Carolina Hong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolina Hong at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Carolina Hong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Carolina Hong
If you have questions about Equitable Advisors, LLC and/or Carolina Hong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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