DID CARRIE LAWLOR CAUSE YOU INVESTMENT LOSSES?
Carrie Lawlor Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Carrie Lawlor formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Carrie Lawlor (CRD #4079996) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Carrie Lawlor Customer Complaint
Carrie Lawlor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Carrie Lawlor made unsuitable investment recommendations of closed-end funds. Carrie Lawlor’s customer complaint was settled in favor of the investors.
Carrie Lawlor Red Flags & Your Rights As An Investor
Of course, Carrie Lawlor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carrie Lawlor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Carrie Lawlor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Carrie Lawlor
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Carrie Lawlor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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