DID CARROLL MAC WILSON JR CAUSE YOU INVESTMENT LOSSES?
Carroll Wilson, Jr. Of Wells Fargo Clearing Services, LLC And Formerly With U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Carroll Wilson, Jr. of Wells Fargo Clearing Services, LLC?
Carroll Wilson, Jr. (CRD #2777324) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Beverly Hills, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Carroll Wilson, Jr. was associated with U.S. Bancorp Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Carroll Wilson, Jr. Customer Complaints
Carroll Wilson, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by US Bank Corp. Investments, and, to date, the investors have not taken any further action. There is currently one customer complaint that was recently filed against U.S. Bancorp investments for Carroll Wilson’s alleged misconduct that is still pending.
Allegations Against Carroll Wilson, Jr.
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow customers’ sell instruction.
- Unsuitable recommendation for trust to purchase variable annuity contract.
- Failure to follow customers instructions to protect the account assets.
Carroll Wilson, Jr. Red Flags & Your Rights As An Investor
Of course, Carroll Wilson, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carroll Wilson, Jr. at Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carroll Wilson, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carroll Wilson, Jr.
If you have questions about Wells Fargo Clearing Services, LLC, U.S. Bancorp Investments, Inc. and/or Carroll Wilson, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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