DID CARY JOEL COWAN SR CAUSE YOU INVESTMENT LOSSES?
Cary Cowan, Sr Of Cadaret, Grant & Co. Inc. And Formerly With Next Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Cary Cowan, Sr Cadaret, Grant & Co. Inc.?
Cary Cowan, Sr (CRD #601492) who is currently registered as a broker and investment adviser with Cadaret, Grant & Co. Inc. and located in St. Augustine, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret, Grant & Co. Inc., Cary Cowan, Sr was associated with Next Financial Group, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cary Cowan, Sr Customer Complaints
Cary Cowan, Sr has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint made to Financial Group was denied in the investor took no further action. Most recent complaint filed with Next Financial Group is still pending.
Allegations Against Cary Cowan, Sr
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to identify and disclose reduction of guaranteed benefit payment because of annual withdrawals.
- Misrepresentation about withdrawals from variable annuity contract.
Cary Cowan, Sr Red Flags & Your Rights As An Investor
Of course, Cary Cowan, Sr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cary Cowan, Sr at Cadaret, Grant & Co. Inc. and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cary Cowan, Sr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co. Inc. and Next Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co. Inc. Due To Cary Cowan, Sr
If you have questions about Cadaret, Grant & Co. Inc., Next Financial Group, Inc. and/or Cary Cowan, Sr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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