DID CASEY PETERSON CAUSE YOU INVESTMENT LOSSES?
About Casey Peterson of Northwestern Mutual Investment Services, LLC?
Casey Peterson (CRD #6481220) is currently employed with Northwestern Mutual Investment Services, LLC in Raleigh, North Carolina, a position he has held since August 20, 2015. He is licensed in 21 U.S. states and territories and registered with one Self-Regulatory Organization (SRO). Over his career, Peterson has passed three General Industry/Product Exams and one Multi-State Securities Law Exam. His qualifications include the General Securities Representative Examination (Series 7) and the Investment Company Products/Variable Contracts Representative Examination (Series 6), positioning him well within the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Casey Peterson Customer Complaints and Reviews
Casey Peterson has one customer dispute reported:
Customer Dispute (Pending as of June 14, 2024): A client alleges that Peterson failed to follow instructions regarding the movement of funds between accounts and the reclassification of her risk tolerance. The client is claiming damages amounting to $45,000. This complaint is currently pending, with no resolution or settlement reported.
Allegations Against Casey Peterson
- Pending Customer Dispute: The client claims that Casey Peterson did not adhere to her directives related to transferring funds and adjusting her risk tolerance in an investment advisory account. The client alleges a financial loss of approximately $45,000 due to this oversight. The case is still under review, with no outcome as of the latest update.
Casey Peterson Red Flags & Your Rights As An Investor
Of course, Casey Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Peterson at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Casey Peterson
If you have questions about Northwestern Mutual Investment Services, LLC and/or Casey Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...