DID CASSANDRA N HEITZ CAUSE YOU INVESTMENT LOSSES?
Cassandra Heitz Formerly With LPL Financial LLC was terminated on June 13, 2024, for failing to report a felony charge to the firm in a timely manner.
Who is Cassandra Heitz formerly with LPL Financial LLC?
Cassandra Heitz (CRD #6171982) who was formerly registered as a broker with LPL Financial LLC and located in Columbia Falls, Montana, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cassandra Heitz Employment History
Cassandra N. Heitz has accumulated several years of experience in the securities industry, having worked with two firms over her career. She was registered with LPL Financial LLC from November 2017 to June 2024, based in Columbia Falls, Montana, and with Investment Centers of America, Inc. from August 2014 to November 2017, based in Whitefish, Montana. During her time in the industry, Cassandra passed four exams, including the Securities Industry Essentials Examination, the General Securities Representative Examination, and two multi-state securities law exams (Series 65 and Series 63). However, she did not pass any principal/supervisory exams and is currently not registered with any firm.
Allegations Against Cassandra Heitz
- Employment Termination: On June 13, 2024: Cassandra was discharged from LPL Financial LLC for failing to report a felony charge to the firm in a timely manner.
Cassandra Heitz Red Flags & Your Rights As An Investor
Of course, Cassandra Heitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Cassandra Heitz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Cassandra Heitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cassandra Heitz
If you have questions about LPL Financial LLC and/or Cassandra Heitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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