DID CATHERINE ACEVEDO CAUSE YOU INVESTMENT LOSSES?
Catherine Acevedo was fired from J.P. Morgan Securities LLC on October 24, 2024, for violating an affiliate bank policy concerning non-qualifying transactions for incentive credit.
Who is Catherine Acevedo formerly with J.P. Morgan Securities LLC?
Catherine Acevedo (CRD #6776272) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Winter Park, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Catherine Acevedo Employment History and Termination
Catherine Acevedo, during her financial career has worked for JPMorgan Chase Bank, N.A., and J.P. Morgan Securities LLC. Her registration spanned from May 2017 to November 2024. Previously, she had also worked as a Relationship Manager at Bank of America.
Ms. Acevedo passed two general industry exams and one multi-state securities law exam but did not hold any supervisory or principal licenses.
On October 24, 2024, Ms. Acevedo was terminated for violating internal policies. The termination stemmed from violations of affiliate bank policies concerning non-qualifying transactions for incentive credits.
Ms. Acevedo is not currently registered with any securities firm.
Negative Disclosures Summary
- Termination of Employment:
- Date: October 24, 2024
- Employer: JPMorgan Chase Bank, N.A.
- Reason: Violation of affiliate bank policy regarding transactions that did not qualify for incentive credits.
Catherine Acevedo Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Catherine Acevedo is a red flag which should put all current and former customers of Catherine Acevedo at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Catherine Acevedo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Catherine Acevedo
If you have questions about J.P. Morgan Securities LLC and/or Catherine Acevedo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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