| Read Time: 2 minutes | News & Articles | NYLIFE Securities Complaints |

DID CEONDRE LAQUAN COLVIN CAUSE YOU INVESTMENT LOSSES?

Ceondre Colvin Of NYLIFE Securities LLC Has 1 Customer Complaint For Alleged Broker Misconduct

About Ceondre Colvin of NYLIFE Securities LLC?

Ceondre Colvin

Ceondre Colvin (CRD #7329753) is currently registered with NYLIFE Securities LLC since September 2022. He holds two general industry/product exams (Series 6 and Securities Industry Essentials). His professional experience includes working with New York Life Insurance Company since May 2021, and he previously operated Colvin Financial Corporation. He also manages a recording studio through Kingdom Vision Entertainment, LLC and brokers insurance through NYLIFE Securities.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Ceondre Colvin Customer Complaints and Reviews

Total Incidents: 2 (1 criminal disposition, 1 pending customer dispute)

  • Criminal Disposition:
  • Charge Date: October 11, 2010
  • Final Status Date: February 2, 2011
  • Charges: Theft of Property 3rd Degree
  • Outcome: Case dismissed after Colvin paid a fine of $54.49 and completed 50 hours of community service.
  • Pending Customer Dispute:
  • Date: Complaint received on March 22, 2024
  • Allegations: The customer alleged incurring a surrender charge upon transferring their variable annuity in December 2022. They also claimed they were unaware of investment in the stock market and wanted the account to be an IRA. Additionally, they alleged that Colvin used their credit union information to withdraw funds without consent. The customer requested their money back without surrender charges.
  • Alleged Damages: Over $5,000 (unspecified)
  • Status: Pending

Allegations Against Ceondre Colvin

  1. Criminal: Colvin faced a charge for Theft of Property 3rd Degree, but the case was dismissed after completing the community service and fine payment.
  2. Pending Dispute: Accusations of improper fund withdrawal and mismanagement of annuity accounts leading to unexpected surrender charges.

Ceondre Colvin Red Flags & Your Rights As An Investor

Of course, Ceondre Colvin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ceondre Colvin at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ceondre Colvin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Ceondre Colvin

 If you have questions about NYLIFE Securities LLC and/or Ceondre Colvin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...