DID CHARLES EUGENE MUNOZ CAUSE YOU INVESTMENT LOSSES?
About Charles Munoz of Centaurus Financial, Inc.?
Charles Munoz (CRD #3243140) is an experienced broker currently registered with Centaurus Financial, Inc. since July 11, 2005 as broker and investment advisor. Over his career, Munoz has worked with two firms, including his current firm and previously with AXA Advisors, LLC, where he was registered from March 2000 to July 2005. Munoz has passed four key industry exams: the General Securities Principal Examination (Series 24), the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Uniform Combined State Law Examination (Series 66). He holds licenses in six U.S. states and territories, including California, Colorado, Minnesota, Nevada, Oregon, and Texas.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Charles Munoz Customer Complaints and Reviews
Charles Munoz has two disclosure events reported in his BrokerCheck record:
- Customer Dispute (Pending)
- Incident: A customer dispute filed in June 2024 alleges that Munoz recommended an unsuitable, high-risk, illiquid investment in May 2020, which resulted in alleged damages of $21,000.
- Status: The dispute is currently pending in FINRA arbitration, with Munoz denying any wrongdoing, asserting that the recommendations were suitable based on the customer’s financial situation.
Allegations Against Charles Munoz
- Customer Dispute Allegation (2024): Munoz is accused of recommending an unsuitable investment, breaching his fiduciary duty. The customer claims financial loss due to the investment, and the case is under arbitration. Munoz disputes the claim, maintaining that all actions were in the customer’s best interest and within regulatory standards
Charles Munoz Red Flags & Your Rights As An Investor
Of course, Charles Munoz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Munoz at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Munoz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Charles Munoz
If you have questions about Centaurus Financial, Inc. and/or Charles Munoz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...