DID CHI MAK CAUSE YOU INVESTMENT LOSSES?
Chi Mak Of TD Private Client Wealth LLC And Formerly With Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Chi Mak of TD Private Client Wealth LLC?
Chi Mak (CRD #5045071) who is currently registered as a broker and investment adviser with TD Private Client Wealth LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to TD Private Client Wealth LLC, Chi Mak was associated with Infinex Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Chi Mak Customer Complaints
Chi Mak has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed against Chi Mak’s former employer, Essex National Securities, for the advisor’s alleged misconduct in still pending.
Allegations Against Chi Mak
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The risks of investment in REITs were misrepresented.
- Unsuitable investment recommendation of REIT.
Chi Mak Red Flags & Your Rights As An Investor
Of course, Chi Mak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chi Mak at TD Private Client Wealth LLC and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chi Makhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Private Client Wealth LLC and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TD Private Client Wealth LLC Due To Chi Mak
If you have questions about TD Private Client Wealth LLC, Infinex Investments, Inc. and/or Chi Mak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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